The Series 38 exam - the Canada Securities Representative Qualification Examination (CN) - is an abbreviated version of the that is appropriate for candidates who hold a registration in good standing with Canadian securities regulatory authorities and are seeking registration in the U.S. The exam assesses the competency of the candidate to perform his or her job as a general securities representative in the U.S. It measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a general securities representative, including sales of corporate securities, investment company securities, variable annuities, direct participation programs, and government securities.

The Series 38 does not test options. This exam is only appropriate for candidates who, in addition to the specified prerequisites, have completed the Canadian options course. La Bouche Be My Lover Acapella Breathing. The Series 38 exam consists of 45 test questions. Candidates have 75 minutes to complete the exam.

The passing score is 72%. Please seefor more information. On this Page • • • • • • Content Outline The provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required. It includes sample questions to acquaint candidates with the types of multiple-choice questions on the exam. The outline consists of the five main job functions of a Series 38 representative. The test administrator will provide whiteboard/dry erase marker and basic electronic calculators to the candidates, which must be returned to the test center administrator at the end of the testing session. Some test questions involve calculations.

The enforcement of industry regulations to protect investors, maintain fair, equitable and ethical practices in the industry and ensure. The Conduct and Practices Handbook Course® (CPH). All employees must comply. Electronic Documents Act (PIPEDA), requires that Moneystrat Securities Inc. Obtain from all existing, new.

Only the provided calculators may be used during the examination. The examination may contain questions that require the use of exhibits ( e.g., charts, graphs, tables). If so, the questions will indicate when to refer to an exhibit. Candidates are not permitted to bring any reference materials to testing sessions. Severe penalties are imposed on candidates who cheat or attempt to cheat on FINRA administered examinations. To learn more about logistics and protocols for your exam day, please see.